Disclosures

HORAN strives to satisfy our client’s needs by providing services and support to help them succeed. We utilize protective measures with regards to our client’s private information and maintain the strictest regulatory standards possible.

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In Good Faith & Transparency

Terms Of Use

The website is made available by HORAN and its majority-owned subsidiaries (“Horan Associates, Inc., Horan Securities, Inc., Horan Capital Advisors, LLC. and Horan Smart Business, LLC”). All content, information and software provided on and through the website (“content”) may be used solely under the following terms and conditions (“Terms of Use”).

Business Continuity Plan

HORAN’s Business Continuity Plan is the set of processes to manage a wide range of incidents and events, from health and safety incidents to business disruptions and reputational damage.

Privacy Policy

Our in-house compliance department ensures that our busy clients stay current on rule changes by providing proper checks and balances for internal work and conducting audits of third-party vendors. In addition, we provide a number of effective compliance tools to help our clients stay informed throughout the year.

HORAN Wealth Management Form ADV

We value the trust that you, our clients, have placed with HORAN. Legislation requires that we provide all existing customers with this privacy notice once each year. In accordance with that law, the following details highlight our policy regarding nonpublic personal information we receive about our current customers or potential customers. 

HORAN Securities, Inc. Form CRS

HORAN Securities, Inc. Client Relationship Summary outlines the brokerage services and advisory services available for clients.

HORAN Capital Advisors Form ADV

This document provides information about the qualifications and business practices of HORAN Wealth Management, a Registered Investment Advisor, dually registered with an affiliated broker-dealer, HORAN Securities, Inc. 

HORAN Capital Advisors Form CRS

HORAN Capital Advisors, LLC Client Relationship Summary outlines the brokerage services and advisory services available for clients.

HORAN Securities, Inc. Regulation Best Interest Disclosure Brochure

This guide summarizes important information concerning the scope and terms of the brokerage services we offer and details the material conflicts of interest that arise through our delivery of brokerage services to you.

Learning Center

The Importance of Health Screenings
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The Importance of Health Screenings Read More
Retirement Meditation #31: Should retirement plan sponsors adjust their investment mix because of the economy?
Author: Paul A. Carl, CHSA, CPFA Vice President, Retirement Plan Consulting, Registered Representative A qualified retirement plan advisor…
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Retirement Meditation #31: Should retirement plan sponsors adjust their investment mix because of the economy? Read More
Recession or Not
Undoubtedly the current investing environment for investors is as tough a one as there has been for some time. Compounding interpretation of the data…
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Recession or Not Read More